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On-Demand

ACH Third-Party Sender Audits

Kim EllisSara HentgesJennifer A. Miller
ACH Third-Party Sender Audits
FormatSelf-Paced | On-Demand
Sessions1
Per session60 Minutes
CertificateIncluded

Are Third-Party Senders Complying With ACH Audit Requirements? Discover Your Obligations as an ODFI.

You must ensure that your Third-Party Sender(s) (TPS) perform annual ACH audits. As an ODFI, you carry all the warranties, including your third-party senders' compliance with the Nacha Operating Rules. It is essential to obtain proof from your TPS that they have completed their annual ACH audits.

ACH experts Kimberly Ellis, Sara Hentges, and Jennifer Miller will explain how to ensure third-party senders complete the required audits.

What We'll Cover

Course Outline

  • What are the audit requirements for third-party senders?
  • What are your ODFI warranty responsibilities?
  • What rules must third-party senders follow?
  • How can you educate third-party senders?

We are offering the ACH Audit And Risk Assessment Bootcamp here.

Meet the Expert

Kim Ellis

Kim Ellis

Kim Ellis is the Director of Education Services for UMACHA. Kim has been an AAP since 2014 and earned her APRP this summer. Kim has 18 years of experience working in the community bank market, with a focus on ACH operations, risk management, and deposit compliance.
Sara Hentges

Sara Hentges

Sara Hentges, AAP, has over a decade of experience in the banking and financial services industry. Her primary responsibilities at UMACHA are overseeing the Compliance Team, completing ACH audits, risk assessments, additional compliance services, and engaging members in compliance- based education. Prior to starting with UMACHA in 2018, Sara served as the customer service manager for a community bank. Her main focus included customer service and deposit operations, with a specialization in ACH, RDC, wires, cash management, and online and mobile services. She was also the subject matter expert on several federal regulations, rules, and guidelines.
Jennifer A. Miller

Jennifer A. Miller

Jennifer A. Miller, AAP, APRP, NCP, PMC, has 30+ years in banking, with 19 in software product management, design and consulting, and 7 at a financial institution. Jennifer is Senior Director of Services with UMACHA, managing the compliance and education at the Payments Association. Jennifer is responsible for establishing effective electronic payment compliance services, as well as creating and delivering training programs to drive client satisfaction by balancing regulation with managing market expectations in innovative ways. She is an experienced Cash Management Professional, with progressive leadership experience in Financial Institution and Software Development and a proven track record.

Who Should Attend?

  • Internal auditors
  • Deposit compliance staff
  • ACH operations staff
  • Individuals aspiring to become internal auditors or ACH operators
  • Professionals at financial institutions who interact with third-party senders

Training Includes

The ACH Third-Party Sender Audits course includes the following:

Two Year Course Access

Access your course through your customer dashboard

  • Course access for 2 full years
  • All live sessions include access to the on-demand recording post live session

Class Experience

Live sessions are small and focused to support questions and discussion. Self-paced on-demand courses allow you to move through the material on your own schedule.

Resources

Downloadable course materials to support learning

Attendance Certificate

All sessions include an Attendance Certificate

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$200.00