CIP, CDD, EDD, 5th Pillar, FinCEN, and FFIEC Alphabet Soup

Doug Keipper Doug Keipper

Compliance expert Doug Keipper will highlight the customer due diligence requirements examiners are focusing on today. You will learn the specific steps your institution should take to ensure compliance.

Topics Covered

  • Customer Due Diligence
  • Enhanced Due Diligence
  • Customer Identification Program
  • Know Your Customer
  • Customer Risk Profile and Rating
  • Risk-Based Procedures
  • Ongoing Monitoring
  • Examination Procedures
  • Transaction Testing
  • Beneficial Ownership
  • Common Violations
  • The 5th Pillar of BSA
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$224.00
$224.00
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INFORMATION
Training Overview

Be honest—are you ready for examiners? Learn how to comply with heightened expectations.


Examiners are now prioritizing compliance with FinCEN’s final rule on customer due diligence. Although the rule took effect on May 11, 2018, enforcement has increased significantly in 2022.


The customer due diligence process should detail how you risk rate your customers at account opening and throughout their lifespans.

  • Customer Due Diligence
  • Enhanced Due Diligence
  • Customer Identification Program
  • Know Your Customer
  • Customer Risk Profile and Rating
  • Risk-Based Procedures
  • Ongoing Monitoring
  • Examination Procedures
  • Transaction Testing
  • Beneficial Ownership
  • Common Violations
  • The 5th Pillar of BSA
Recommended Audience
Who Should Attend?
  • Compliance officers
  • Chief compliance officers
  • Compliance analysts
  • Risk managers
  • Compliance attorneys
  • Bank or financial institution managers
  • Bank or financial institution officers
  • Board members
  • BSA/AML officers
  • BSA analysts
  • BSA investigators
  • Internal and External Auditors
  • Audit Committee Members
  • Chief Risk Officers
  • Enterprise Risk Management Staff
  • Risk Officers
  • Compliance Staff
  • Financial systems managers
  • Banking operations managers
  • Business operations managers
  • Risk management staff
What's included
Training includes
  • All resources and training materials
Doug Keipper
About

Expert Presenter

Doug Keipper
  • VP, Bank Secrecy Officer at Bank South
  • Certified Anti-Money Laundering Specialist (CAMS) since 2005
  • 20 years in retail banking, wholesale mortgages and financial services
More Info