BSA/AML Officer Advanced Certification

Doug Keipper Doug Keipper

BSA/AML: Prepare for the Next Step in Your Career. Earn Your ADVANCED Certification.

As FinCEN cracks down on institutions and financial crimes become more complex, you need to develop a deeper knowledge of anti-money laundering regulations. You must also understand emerging areas and risks, from cryptocurrency to cannabis.

BSA/AML professionals are in high demand. Advanced knowledge of Bank Secrecy Act requirements will make you eligible for a promotion, raise, or new career opportunity.

Anti-money laundering expert Doug Keipper will distill advanced BSA/AML concepts into actionable insights. You will learn to spot questionable activity, adhere to current regulations, and reduce risk.

  • BSA/AML Officer Advanced Certification
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On-Demand
Certification
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$1,374.00
$1,374.00
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INFORMATION
Training Overview

BSA/AML Officer Advanced Certification

Webinar 1: FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need To Know

  • Table of contents and updates
  • Core examination overview
  • Expanded examination overview
  • How to use the manual
  • Appendices

AML Model Validation: A Critical Need In The New Regulatory Environment

  • Background and baseline
  • Conducting a model validation
  • Statistics
  • Vendor due diligence

Webinar 2: BSA/AML Contextual Awareness Of High-Risk Customers

  • Regulatory environment
  • Identifying high-risk customers
  • Customer risk rating process
  • BSA/AML risk assessment
  • Institutional appetite
  • Managing high-risk customers

Red Flags Of Money Laundering

  • Red flags
  • Elder abuse
  • Human smuggling vs. human trafficking
  • Real estate
  • Geographic targeting orders
  • Fine arts
  • Politically exposed persons, Panama papers
  • Digital currencies

Webinar 3: Managing the Alert/Case Clearing Investigation Process

  • Industry standard for the investigation
  • Documentation process
  • Alert/case escalation
  • False positive vs. true positive
  • OFAC
  • Case management system
  • Quality assurance

Webinar 4: Writing an Effective SAR Narrative

  • How to prepare a narrative
  • Identify methodologies for money laundering
  • Limits and requirements on when to file
  • Formatting the narrative
  • Case studies

Webinar 5: Weed, Cocaine, And Heroin: What It Means To Your Bank Or Credit Union

  • Today’s marketplace for weed, cocaine, and opioids, including heroin
  • FinCEN’s expectations of marijuana-related businesses
  • Drug Enforcement Agency fact sheets
  • FBI and DEA documentary on opioid abuse
  • Summary review of transactions for a SAR narrative
Recommended Audience
Who Should Attend?
  • Compliance Officers
  • Internal and External Auditors
  • Audit Committee Members
  • Risk Managers
  • Chief Risk Officers
  • BSA/AML Officers
  • BSA Analysts
  • BSA Investigators
  • ACH Auditors
  • Enterprise Risk Management Staff
  • Risk Officers
  • Compliance Staff
  • Loan Portfolio Risk Managers
What's included
Training includes
  • BSA/AML Officer Advanced Certification
  • All resources and training materials
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Doug Keipper
About

Expert Presenter

Doug Keipper
  • ["VP, Bank Secrecy Officer at Bank South","Certified Anti-Money Laundering Specialist (CAMS) since 2005 ","20 years in retail banking, wholesale mortgages and financial services"]
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