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On-Demand Certification

BSA/AML Officer Advanced Certification

Doug Keipper
BSA/AML Officer Advanced Certification
FormatSelf-Paced | On-Demand
Sessions5
Per session60 Minutes
CertificateIncluded
CertificationExam + Credential

BSA/AML: Prepare for the Next Step in Your Career. Earn Your ADVANCED Certification.

As FinCEN cracks down on institutions and financial crimes become more complex, you need to develop a deeper knowledge of anti-money laundering regulations. You must also understand emerging areas and risks, from cryptocurrency to cannabis.

BSA/AML professionals are in high demand. Advanced knowledge of Bank Secrecy Act requirements will make you eligible for a promotion, raise, or new career opportunity.

Anti-money laundering expert Doug Keipper will distill advanced BSA/AML concepts into actionable insights. You will learn to spot questionable activity, adhere to current regulations, and reduce risk.

What We'll Cover

Course Outline

BSA/AML Officer Advanced Certification

Webinar 1: FFIEC BSA/AML Examination Manual: What Compliance Officers Really Need To Know

  • Table of contents and updates
  • Core examination overview
  • Expanded examination overview
  • How to use the manual
  • Appendices

AML Model Validation: A Critical Need In The New Regulatory Environment

  • Background and baseline
  • Conducting a model validation
  • Statistics
  • Vendor due diligence

Webinar 2: BSA/AML Contextual Awareness Of High-Risk Customers

  • Regulatory environment
  • Identifying high-risk customers
  • Customer risk rating process
  • BSA/AML risk assessment
  • Institutional appetite
  • Managing high-risk customers

Red Flags Of Money Laundering

  • Red flags
  • Elder abuse
  • Human smuggling vs. human trafficking
  • Real estate
  • Geographic targeting orders
  • Fine arts
  • Politically exposed persons, Panama papers
  • Digital currencies

Webinar 3: Managing the Alert/Case Clearing Investigation Process

  • Industry standard for the investigation
  • Documentation process
  • Alert/case escalation
  • False positive vs. true positive
  • OFAC
  • Case management system
  • Quality assurance

Webinar 4: Writing an Effective SAR Narrative

  • How to prepare a narrative
  • Identify methodologies for money laundering
  • Limits and requirements on when to file
  • Formatting the narrative
  • Case studies

Webinar 5: Weed, Cocaine, And Heroin: What It Means To Your Bank Or Credit Union

  • Today’s marketplace for weed, cocaine, and opioids, including heroin
  • FinCEN’s expectations of marijuana-related businesses
  • Drug Enforcement Agency fact sheets
  • FBI and DEA documentary on opioid abuse
  • Summary review of transactions for a SAR narrative

Meet the Expert

Doug Keipper

Doug Keipper

Doug Keipper is the VP, Bank Secrecy Officer at Bank South. He is a Certified Anti-Money Laundering Specialist (CAMS) since 2005 and a former Bank Secrecy Act officer and compliance officer for an $800 Million commercial bank in Atlanta before it sold twice in one year. Doug sold BSA software for eight years and has taught anti-money laundering classes since 2008 throughout the southeast and online. He has talked with over 500 BSA officers throughout the USA and Caribbean. He has spent over 20 years in retail banking, wholesale mortgages and financial services.

Who Should Attend?

  • Compliance Officers
  • Internal and External Auditors
  • Audit Committee Members
  • Risk Managers
  • Chief Risk Officers
  • BSA/AML Officers
  • BSA Analysts
  • BSA Investigators
  • ACH Auditors
  • Enterprise Risk Management Staff
  • Risk Officers
  • Compliance Staff
  • Loan Portfolio Risk Managers

Training Includes

The BSA/AML Officer Advanced Certification course includes the following:

Course access and recordings

Access your course and any included recordings through your customer dashboard

Course materials

Includes PDFs of the presentation and any additional resources provided by the expert presenter

Certificates and exams

  • Certificate of attendance included with all courses
  • Certification courses include one exam attempt
  • Successful graduates will receive an official certification along with verified digital credentials

Class experience

  • Live sessions are small and focused to support questions and discussion
  • Self-paced on-demand courses allow you to move through the material on your own schedule

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$600.00