{"title":"Consumer Compliance \u0026 Regulations","description":"\u003cstyle\u003e.collection-hero__title{display:none;}\u003c\/style\u003e\n\u003ch3\u003eConsumer Compliance and Regulations Courses\u003c\/h3\u003e\u003cp\u003eConsumer compliance is one of those areas where details matter, expectations shift, and mistakes can become expensive fast. This collection is designed to help banking professionals stay current on key regulations while building more confidence in how those rules apply in daily operations.\u003c\/p\u003e","products":[{"product_id":"ach-rdc-risk-assessment","title":"ACH RDC Risk Assessment","description":"\u003ch4\u003eWhat Risk Does RDC Bring to Your Institution? Review Your Remote Deposit Capture Program.\u003c\/h4\u003e\n\u003cp\u003eRemote Deposit Capture (RDC) has become a more common and established product, loved by accountholders but prone to risk. You need to periodically review your program and its controls as part of your institution's overall compliance program.\u003c\/p\u003e\n\u003cp\u003eYou will hear first-hand observations of RDC risk assessments from UMACHA's accredited staff, \u003cstrong\u003eJennifer Miller\u003c\/strong\u003e. These recommendations will enable you to establish or update your RDC risk assessment program.\u003c\/p\u003e\n\u003cp\u003e \u003c\/p\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558657102141,"sku":"3117406","price":200.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/ach_rdc_riskassessment.png?v=1734567831"},{"product_id":"how-to-write-suspicious-activity-reports","title":"How To Write SARs","description":"\u003ch4\u003eAre your SARs useful? Learn how to provide better information and ensure compliance.\u003c\/h4\u003e\n\u003cp\u003eSuspicious Activity Reports (SARs) have taken on additional weight due to recent anti-money laundering regulations. They must deliver a “high degree of usefulness” to law enforcement and the intelligence community. These filings are also a central focus of second-line testers, auditors, and regulators.\u003c\/p\u003e\n\u003cp\u003eYou need to create clear and useful narratives while avoiding common pitfalls.\u003c\/p\u003e\n\u003cp\u003eFinancial compliance expert \u003cstrong\u003eMichael Schidlow\u003c\/strong\u003e will expand on regulatory expectations and share audit experience. You will learn how to fine-tune your SAR narratives.\u003c\/p\u003e\n\u003cp\u003e\u003cstrong\u003eWhat You'll Learn:\u003c\/strong\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli\u003eWhat information must SARs include?\u003c\/li\u003e\n\u003cli\u003eHow can you make your SARs useful to law enforcement?\u003c\/li\u003e\n\u003cli\u003eWhat common SAR pitfalls should you avoid?\u003c\/li\u003e\n\u003cli\u003eWhat do auditors expect to see in suspicious activity reports?\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558656807229,"sku":"3213490","price":200.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/how_to_write_sars.png?v=1734567813"},{"product_id":"ach-boot-camp-five-part-series","title":"[5-Part Series] ACH Bootcamp","description":"\u003cdiv class=\"short-description\"\u003e\n\u003cdiv class=\"short-description\"\u003e\u003c\/div\u003e\n\u003c\/div\u003e\n\u003cp\u003eThe automated clearinghouse (ACH) system represents an essential part of our national and international payment system network. Depository institutions send each other batches of electronic credit and debit transfers through this network. Payments such as payroll deposits, social security benefits, and tax refunds are examples of ACH credit transfers. ACH's day-to-day integrity depends on the skills and dedication of the thousands of individuals who contribute directly and indirectly to its operation, ensuring it is free from fraud and disruptions.\u003c\/p\u003e\n\u003cp\u003eThere is an increasing demand for professionals with ACH expertise, and now is the ideal time to learn these fundamentals. It is possible for professionals with this specialized skillset to increase operational efficiency, mitigate risk for their financial institutions, and advance their careers at the same time. \u003cstrong\u003eKim Ellis\u003c\/strong\u003e, \u003cstrong\u003eJennifer A. Miller\u003c\/strong\u003e, and \u003cstrong\u003eEric Wester\u003c\/strong\u003e will guide you step by step through the intricacies of the complex ACH network. They will share real-life examples to illustrate how originating and receiving institutions handle transactions.\u003c\/p\u003e\n\u003cp\u003eBy the end of this 5 session program, you'll have developed a new understanding and knowledge of this vital part of the U.S. banking system and a new skill set to help your career to keep moving forward\u003cbr\u003e\u003c\/p\u003e\n\u003ch4\u003eWhat You’ll Learn\u003cbr\u003e\n\u003c\/h4\u003e\n\u003cp\u003eDuring this important 5-session series our ACH experts and industry leaders will discuss:\u003cbr\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli\u003eThe roles of the ACH participants and how they interact\u003c\/li\u003e\n\u003cli\u003eUnderstand the Standard Entry Class (SEC) codes and their applications\u003c\/li\u003e\n\u003cli\u003eMaster ACH transaction flows from originator to recipient\u003c\/li\u003e\n\u003cli\u003eACH rules\u003c\/li\u003e\n\u003cli\u003eACH receiving and origination\u003c\/li\u003e\n\u003cli\u003eACH risks including fraud-related risks\u003c\/li\u003e\n\u003cli\u003eACH products\u003cbr\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cstrong\u003eYou’ll Also Receive\u003c\/strong\u003e\u003cbr\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli\u003ePDFs of the presentation slides and any other handout materials that our speakers make available\u003c\/li\u003e\n\u003cli\u003eAnd important training to advance your care\u003cbr\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558655136061,"sku":"4844052,4384055,4384058,4384061,4384063","price":600.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/ach_bootcamp-5partseries.png?v=1734567759"},{"product_id":"how-to-update-cra-practices-for-new-requirements","title":"How To Update CRA Practices For New Requirements","description":"\u003ch4\u003eDiscover the New CRA Requirements from May 5 Proposal: Learn How to Prepare Your Institution.\u003c\/h4\u003e\n\u003cp\u003eOn May 5, the regulators issued a joint proposal to update the Community Reinvestment Act (CRA) implementation rules. You likely have many questions about the changes and their impact on your institution.\u003c\/p\u003e\n\u003cp\u003e\u003cspan style=\"line-height: 10px;\"\u003eFair lending expert \u003cstrong\u003eRheanna Rodriguez\u003c\/strong\u003e will distill the key changes from the May 5 CRA proposal. You will learn how they will affect your institution.\u003c\/span\u003e\u003c\/p\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558654415165,"sku":"3834984","price":200.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/shutterstock_2157564619.jpg?v=1734567741"},{"product_id":"bsa-aml-officer-advanced-certification","title":"BSA\/AML Officer Advanced Certification","description":"\u003cdiv class=\"short-description\"\u003e\n\u003ch4\u003eBSA\/AML: Prepare for the Next Step in Your Career. Earn Your ADVANCED Certification.\u003c\/h4\u003e\n\u003cp\u003eAs FinCEN cracks down on institutions and financial crimes become more complex, you need to develop a deeper knowledge of anti-money laundering regulations. You must also understand emerging areas and risks, from cryptocurrency to cannabis.\u003c\/p\u003e\n\u003cp\u003eBSA\/AML professionals are in high demand. Advanced knowledge of Bank Secrecy Act requirements will make you eligible for a promotion, raise, or new career opportunity.\u003c\/p\u003e\n\u003cp\u003eAnti-money laundering expert \u003cstrong\u003eDoug Keipper\u003c\/strong\u003e will distill advanced BSA\/AML concepts into actionable insights. You will learn to spot questionable activity, adhere to current regulations, and reduce risk.\u003cstrong\u003e\u003c\/strong\u003e\u003c\/p\u003e\n\u003c\/div\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558654120253,"sku":"4263588,4263592,4263600,4263608,4263641","price":600.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/shutterstock_112781374.jpg?v=1734567736"},{"product_id":"how-to-build-a-strong-cra-program","title":"How to Build a Strong CRA Program","description":"\u003cdiv class=\"short-description\"\u003e\n\u003ch4\u003eBuild a Better CRA Program: Discover New Resources and Best Practices.\u003c\/h4\u003e\n\u003cp\u003eNow is the ideal time to update your institution’s CRA program. You must meet increasing regulatory scrutiny as the Biden administration strives to ensure banks and credit unions meet their obligations to support low- and moderate-income (LMI) communities.\u003c\/p\u003e\n\u003cp\u003eYour CRA program creates a context for your financial institution’s lending activities, driving the overall CRA rating. Small, midsize, and large banks must all have CRA programs that include lending strategies, review practices, regular monitoring, and oversight delegation.\u003c\/p\u003e\n\u003cp\u003eCRA expert\u003cstrong\u003e Rheanna Rodriguez\u003c\/strong\u003e will help you identify and leverage existing bank practices to build a strong CRA program regardless of the size of your bank.\u003c\/p\u003e\n\u003c\/div\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558654054717,"sku":"4145204","price":200.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/how_to_build_a_strong_cra_program.jpg?v=1734567735"},{"product_id":"cra-transition-from-small-to-isb-or-isb-to-large-bank-test","title":"CRA: Transition From Small to ISB or ISB to Large Bank Test","description":"\u003cdiv class=\"short-description\"\u003e\n\u003ch4\u003eHas Your Institution Hit the CRA Size Threshold? Discover How to Meet Asset-Based Requirements.\u003c\/h4\u003e\n\u003cp\u003eNew CRA asset-size thresholds were set this year. You need to know and apply the newest criteria to determine if your financial institution is considered a small bank, intermediate small bank, or large bank.\u003c\/p\u003e\n\u003cp\u003eWhether or not the new year brings a CRA size transition for your institution, you can use best practices to monitor and manage your program. Taking action now will enable you to maintain compliance and prepare for your performance evaluation.\u003c\/p\u003e\n\u003cp\u003eTo learn how, please join us for the upcoming information-packed webinar..\u003c\/p\u003e\n\u003cp\u003eCRA expert \u003cstrong\u003eRheanna Rodriguez\u003c\/strong\u003e will provide you with best practices to prepare your bank and CRA program for a transition due to asset size changes. You will learn how to monitor and manage your CRA lending and community development data.\u003cstrong\u003e\u003c\/strong\u003e\u003c\/p\u003e\n\u003c\/div\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558653890877,"sku":"4145202","price":200.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/shutterstock_578337865.jpg?v=1751025070"},{"product_id":"cra-rating-bootcamp","title":"CRA Rating Bootcamp","description":"\u003cdiv class=\"product attribute overview\"\u003e\n\u003cdiv class=\"value\"\u003e\n\u003ch4\u003eIncreased CRA Regulatory Scrutiny: Learn How to Meet Compliance Requirements.\u003c\/h4\u003e\n\u003cp\u003eThe Biden administration has dramatically increased regulators’ focus on Community Reinvestment Act (CRA) compliance. Federal agencies are actively addressing fair lending and making CRA exams tougher. Even financial institution merger evaluations now have a significant CRA component.\u003c\/p\u003e\n\u003cp\u003eYou must build a strong CRA program that adheres to laws and regulations while fulfilling the goal of supporting low- and moderate-income (LMI) neighborhoods. The FDIC, FRB, OTS, and OCC take these responsibilities very seriously, using CRA Ratings and Performance Evaluations to ensure compliance.\u003c\/p\u003e\n\u003cp\u003eTo help you maintain or improve your institution’s rating and support your community, we are offering a series of three information-packed webinars.\u003c\/p\u003e\n\u003cp\u003eCRA expert \u003cstrong\u003eRheanna Rodriguez\u003c\/strong\u003e will walk through a comprehensive plan you can follow to establish a robust program in your institution. You will learn how to update policies and practices to comply with the new regulations.\u003cstrong\u003e\u003c\/strong\u003e\u003c\/p\u003e\n\u003c\/div\u003e\n\u003c\/div\u003e\n\u003cul\u003e\u003c\/ul\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558653530429,"sku":"4145197,4145202,4145204","price":500.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/cra_rating_boot_camp.png?v=1734567716"},{"product_id":"ach-exceptions","title":"ACH Exceptions","description":"\u003ch4\u003eWhat Are Your Three Options For ACH Exceptions? Learn The Requirements And Procedures.\u003c\/h4\u003e\n\u003cp\u003eAs ACH transactions increase due to the pandemic, exceptions are becoming more common. All operations staff members in financial institutions must understand how to handle ACH exceptions according to the Nacha Rules.\u003c\/p\u003e\n\u003cp\u003eReceiving depository financial institutions in the ACH network have three options for handling exceptions. You need to know those three options and the process to follow for each, including timelines and process flows.\u003c\/p\u003e\n\u003cp\u003eACH expert \u003cstrong\u003eKim Ellis\u003c\/strong\u003e will share practical steps for handling ACH exceptions. You will learn how to process each type of return and minimize risks for your financial institution.\u003cstrong\u003e\u003c\/strong\u003e\u003c\/p\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558649893181,"sku":"3211419","price":200.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/ach_exceptions.jpg?v=1734567591"},{"product_id":"check-fraud-prevention-strategies-for-banks","title":"Check Fraud Prevention Strategies for Banks","description":"\u003cdiv data-mce-fragment=\"1\"\u003e\n\u003cdiv data-mce-fragment=\"1\"\u003e\n\u003cdiv class=\"p-rich_text_section\"\u003e\n\u003cp\u003eIs your financial institution experiencing record check fraud losses? You're not alone if you answered \"yes.\" FinCEN has reported huge increases in check fraud SARS filings. The FBI estimates that check fraud losses amount to $18 billion a year. Payments by check are the least secure of all forms of payment, and organized crime takes advantage of these weaknesses. To identify and reduce check fraud losses, you need to be familiar with the current methods for preventing paper and digital check fraud.\u003c\/p\u003e\n\u003cp\u003e\u003cstrong\u003eLaura Ponder,\u003c\/strong\u003e a financial crimes consultant, will discuss valuable strategies for reducing check fraud, regardless of whether the check is counterfeited, forged, or altered.\u003c\/p\u003e\n\u003ch4\u003eWhat You'll Learn\u003c\/h4\u003e\n\u003cul\u003e\n\u003cli\u003eHow organized crime rings operate\u003cbr\u003e\n\u003c\/li\u003e\n\u003cli\u003eWhat steps can be taken internally to reduce fraud loss\u003cbr\u003e\n\u003c\/li\u003e\n\u003cli\u003eHow to identify counterfeit, forged, or altered checks\u003cbr\u003e\n\u003c\/li\u003e\n\u003cli\u003eHow to reduce digital check fraud\u003cbr\u003e\n\u003c\/li\u003e\n\u003cli\u003eHow to update account agreements to minimize your liability\u003cbr\u003e\n\u003c\/li\u003e\n\u003cli\u003eThe responsibility of customers to protect their accounts\u003cbr\u003e\n\u003c\/li\u003e\n\u003cli\u003eHow to enforce customer responsibilities\u003cbr\u003e\n\u003c\/li\u003e\n\u003cli\u003eHow to handle accounts after fraud occurs\u003cbr\u003e\n\u003c\/li\u003e\n\u003cli\u003eWhich bank is liable for loss according to return rules for checks\u003cbr\u003e\n\u003c\/li\u003e\n\u003cli\u003eHow you can create a local Financial Crimes Network\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003ch4\u003eYou’ll Also Receive\u003c\/h4\u003e\n\u003cul\u003e\n\u003cli\u003ePDFs of the presentation slides for each of the sessions and other materials the speaker may distribute\u003cbr\u003e\n\u003c\/li\u003e\n\u003cli\u003eValuable training which will enhance your career development\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/div\u003e\n\u003cul data-mce-fragment=\"1\"\u003e\u003c\/ul\u003e\n\u003c\/div\u003e\n\u003c\/div\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558622695741,"sku":"4595102","price":200.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/CheckFraudPreventionStrategiesforBanks.jpg?v=1734567233"},{"product_id":"cannabis-banking-101-fundamentals-legalities-and-limitations","title":"Cannabis Banking 101: Fundamentals, Legalities, and Limitations","description":"\u003cdiv class=\"short-description\"\u003e\n\u003ch4\u003eCompliance Requirements in the Cannabis Banking Industry. Explore the Fundamentals, Compliance, and Limitations\u003c\/h4\u003e\n\u003cp\u003eIn an industry known for its fast-paced changes. While it remains illegal under federal law to manufacture, distribute, or dispense marijuana, many states have legalized it for either medical or recreational purposes. Additionally, since the passage of the 2018 Farm Bill, most states have legalized hemp and hemp-derived CBD. This patchwork of competing federal and state laws makes it difficult for financial institutions to confidently offer their products and services to this industry.\u003c\/p\u003e\n\u003cp\u003eUnderstanding cannabis banking is crucial for career growth. Learn about compliance requirements and profitable practices in this expanding industry.\u003c\/p\u003e\n\u003cp class=\"MsoNormal\"\u003eRegulatory compliance expert \u003cstrong\u003eMichael Christians \u003c\/strong\u003ewill lead this informative session on navigating the regulatory landscape for banking cannabis-related businesses.\u003c\/p\u003e\n\u003c\/div\u003e\n\u003cp\u003e\u003cstrong\u003eWhat You'll Learn:\u003c\/strong\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003eExplore compliance challenges facing cannabis banking.\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003eReceive guidance regarding marijuana-related businesses.\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003eReceive guidance regarding hemp-related businesses.\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003eUnderstand the importance of state law considerations.\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558621319485,"sku":"4598179","price":200.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/Shutterstock_1735930466.jpg?v=1734567186"},{"product_id":"flood-insurance-compliance-2024","title":"Flood Insurance Compliance","description":"\u003ch4\u003eLoans in Areas Having Special Flood Hazards. Strengthening Compliance with Federal Flood Insurance Requirements\u003c\/h4\u003e\n\u003cp\u003eLending institutions must notify borrowers and servicers of special flood hazards for loans in FEMA-identified areas. Before originating a loan secured by a property located in a special flood hazard area, your financial institution must meet the mandatory flood insurance purchase requirements outlined in federal law. This often presents a challenge, adding complexity and potential delays to the loan approval process.\u003c\/p\u003e\n\u003cp\u003eGain comprehensive insights into the intricacies of flood insurance, including regulatory mandates, proper use of the Standard Flood Hazard Determination Form, calculating adequate coverage, notifying borrowers and servicers of special hazards, mandatory escrow requirements, and best practices for force-placing insurance.\u003c\/p\u003e\n\u003cp class=\"MsoNormal\"\u003eRegulatory compliance expert \u003cstrong\u003eMichael Christians\u003c\/strong\u003e will lead this informative session on the latest updates to flood insurance purchase requirements and how to ensure compliance.\u003c\/p\u003e\n\u003cp\u003e\u003cstrong\u003eWhat You'll Learn\u003c\/strong\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003eUnderstand the intricacies of flood insurance\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003eUse of the Standard Flood Hazard Determination Form\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003eDetermining the minimum amount of flood insurance coverage\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003eProviding the Notice of Special Flood Hazards to the borrower\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003eRequirement to escrow flood insurance premiums\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003eForce-placement of flood insurance\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558620369213,"sku":"4607683","price":200.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/Shutterstock_1922921912.jpg?v=1734567183"},{"product_id":"internal-audit-certification-b","title":"Internal Audit Certification","description":"\u003cp\u003eWith organizational risks increasing and government scrutiny growing, the financial institution internal auditor's role has never been more crucial. Internal auditors must have a thorough understanding of risk management and current internal auditing practices to identify potential problems. In addition, they must identify issues that may result in institution losses and reputational risks. You can protect your institution while improving your internal auditing skills by expanding your knowledge in this area. Daniel Clark, a former Chief Auditor who has decades of experience with international banking giants and regional banks, will explain in a practical step-by-step manner how to conduct an audit from start to finish. You will learn how to minimize the risks your institution faces every day in this course and be developing valuable skills which will help to advance your career.\u003cbr\u003e\u003c\/p\u003e\n\u003ch4\u003eWhat You'll Learn\u003cbr\u003e\n\u003c\/h4\u003e\n\u003cp\u003eDuring this important 5 session series our expert speaker will discuss:\u003cbr\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli\u003eCurrent risks that require special auditing focus\u003c\/li\u003e\n\u003cli\u003eStep by step, practical guidance for conducting your own internal audit\u003c\/li\u003e\n\u003cli\u003eSampling techniques\u003c\/li\u003e\n\u003cli\u003eReport writing\u003c\/li\u003e\n\u003cli\u003eUncovering fraud\u003c\/li\u003e\n\u003cli\u003eRisk management principles\u003c\/li\u003e\n\u003cli\u003eHow to demonstrate your knowledge and competence as an internal auditor\u003c\/li\u003e\n\u003cli\u003eHow to reduce your bank’s risk exposure\u003c\/li\u003e\n\u003cli\u003eFintech third part risks\u003cbr\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003eWhat You’ll Also Receive\u003cbr\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli\u003eAll courses include a PDF version of the presentation slides along with any additional materials or resources provided by the presenter\u003c\/li\u003e\n\u003cli\u003eCertification upon successful completion of the program\u003c\/li\u003e\n\u003cli\u003eOne certification exam attempt is included\u003c\/li\u003e\n\u003cli\u003eValuable training which can serve to advance your career\u003cbr\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003eThe 5 session Internal Auditor Certification includes the following webinars.\u003c\/p\u003e\n\u003cp\u003e\u003cstrong\u003eWebinar 1: Fraud Risk Management\u003c\/strong\u003e\u003cbr\u003e\u003cstrong\u003eWebinar 2: Auditor And Model Risk Management\u003c\/strong\u003e\u003cbr\u003e\u003cstrong\u003eWebinar 3: Auditing Operational And Strategic Risk Management\u003c\/strong\u003e\u003cbr\u003e\u003cstrong\u003eWebinar 4: Audit Risk Of Third-Party Service Providers\u003c\/strong\u003e\u003cbr\u003e\u003cstrong\u003eWebinar 5: Audit And Data Risk Management\u003c\/strong\u003e\u003c\/p\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558619910461,"sku":"4322843,4322844,4322846,4322847,4322849","price":600.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/internal_audit_certification_1_d0dd254d-e128-4752-93e4-d0900fc1f383.png?v=1775610655"},{"product_id":"weighing-ai-benefits-against-risks-chatgpt-applications-for-banks-step-by-step","title":"Weighing AI Benefits Against Risks: ChatGPT Applications for Banks Step-by-Step","description":"\u003cp class=\"MsoNormal\"\u003eChatGPT consultant Michael Marcucci, CRC, CIA, with over 30 years of credit risk experience, will discuss the risks and opportunities of AI. Michael will provide bankers with an overview of how AI and ChatGPT work, offering step-by-step guidance, best practices, and examples for using ChatGPT to enhance credit analysis, CRA, customer service, internal audit, and more.\u003cbr\u003e\u003c!-- [if !supportAnnotations]--\u003e\u003c\/p\u003e\n\u003cp\u003e\u003cstrong\u003eWhat You'll Learn\u003c\/strong\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli\u003eAdopting strong AI and ChatGPT policies and procedures and other important controls\u003c\/li\u003e\n\u003cli\u003eBenefits and risks associated with usingChatGPT in a banking environment\u003c\/li\u003e\n\u003cli\u003eAn overview for bankers of ChatGPT basics\u003c\/li\u003e\n\u003cli\u003eStep-by-step guidance and use case examples of using ChatGPT for credit analysis, CRA analysis, customer service, and internal audit\u003cbr\u003e\n\u003c\/li\u003e\n\u003cli\u003eQ and A session\u003cbr\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003ch5\u003e\u003ci data-stringify-type=\"italic\"\u003ePlease note: There will be no coding in this webinar.\u003c\/i\u003e\u003c\/h5\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558618763581,"sku":"4661122","price":200.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/Shutterstock_2463717855.jpg?v=1734567144"},{"product_id":"changing-face-of-financial-fraud-steps-banks-can-take-to-prevent-mitigate-respond-to-an-attack","title":"Changing Face of Financial Fraud: Steps Banks Can Take to Prevent, Mitigate, and Respond to an Attack","description":"\u003cp\u003e\u003cstrong\u003eProtecting Your Institution From Payment Fraud\u003c\/strong\u003e\u003c\/p\u003e\n\u003cp\u003ePayment fraud is rising fast - banks and credit unions are high-value targets. Institutions lose even more than customers in direct and hidden costs. This training takes a practical, real-world look at how to prevent, detect, and respond to fraud threats.\u003c\/p\u003e\n\u003cp\u003eLearn where the biggest risks lie, what regulations apply, and how to handle customer disputes effectively. You'll get actionable strategies using tech, training, processes, and contract protections - plus guidance on responding quickly if fraud hits your institution.\u003c\/p\u003e\n\u003cp\u003ePlease join \u003cstrong\u003eBill\u003c\/strong\u003e \u003cstrong\u003eRepasky\u003c\/strong\u003e, an attorney with almost 40 years of experience as in-house bank counsel and in private practice assisting financial institutions in mitigating their exposure to financial fraud, as he offers step-by-step advice on how to avoid potential fraud losses and guidance for responding to both during and after an attack has taken place.\u003cbr\u003e\u003c\/p\u003e\n\u003ch4\u003eWhat You'll Learn:\u003c\/h4\u003e\n\u003cul\u003e\n\u003cli\u003ePractical approaches for preparing for and mitigating financial fraud, whether your customers or your institution are the targeted victims.\u003c\/li\u003e\n\u003cli\u003eCurrent payment system risks and the continuously evolving fraud landscape.\u003c\/li\u003e\n\u003cli\u003eThe rules and regulations governing payment systems.\u003c\/li\u003e\n\u003cli\u003eExamples of common fraud events impacting banks and credit unions.\u003c\/li\u003e\n\u003cli\u003eStrategies for reducing financial institution fraud risks, including staff training, current technology, process improvement, and contract safeguards.\u003c\/li\u003e\n\u003cli\u003eThe most important remedial actions to recover fraudulently transferred funds.\u003c\/li\u003e\n\u003cli\u003eBest practices for protecting financial institutions from injuries resulting from financial fraud-related schemes.\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558618730813,"sku":"4666511","price":200.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/shutterstock_2490330853b.jpg?v=1734567136"},{"product_id":"advanced-sars-training-meeting-regulatory-expectations","title":"Advanced SARs Training: Meeting Regulatory Expectations","description":"\u003cdiv class=\"short-description\"\u003e\n\u003cdiv class=\"short-description\"\u003e\n\u003cp class=\"MsoNormal\"\u003e \u003c\/p\u003e\n\u003ch4\u003eAre your SARs effective? \u003cstrong\u003eDiscover how to provide better information and ensure compliance. \u003c\/strong\u003e\n\u003c\/h4\u003e\n\u003cp\u003eBanks must file complete, accurate, and timely SARs to ensure that FinCEN, bank supervisory agencies, and law enforcement derive maximum benefit from the information. Preparation errors and filing weaknesses, including late submissions, can diminish the effectiveness of SARs.\u003c\/p\u003e\n\u003cp\u003eRegulators have always expected Suspicious Activity Reports (SARs) to be accurate and well-written but over the past few years, SAR writing has become more complicated and includes specific coding to describe the purpose of the SAR.  Moreover, the Anti-Money Laundering Act of 2020 raised the issue of SAR's usefulness.\u003c\/p\u003e\n\u003cp class=\"MsoNormal\"\u003eRegulatory expert \u003cstrong\u003eTimothy Dunfey \u003c\/strong\u003ewill explore how to write an effective SAR narrative and properly complete SARs for commonly reported suspicious activities and fraud.\u003c\/p\u003e\n\u003c\/div\u003e\n\u003c\/div\u003e\n\u003cp\u003e\u003cstrong\u003eWhat You'll Learn\u003c\/strong\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli class=\"MsoNormal\"\u003eSAR timing and writing basics\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003eTips for ensuring SAR completeness and quality\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003eTypes of suspicious activity have specific SAR codes such as Cyber Security Incidents, Elder Financial Exploitation, and more\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003eWhat makes a SAR useful to law enforcement and what can you do to ensure your SARs are useful\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003eHow to write great SARs, maintain confidentiality, and avoid tipping off\u003c\/li\u003e\n\u003cli class=\"MsoNormal\"\u003eHow recent FinCEN advisories will impact SAR filing procedures\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003ch4 style=\"text-align: left;\"\u003eThis training Includes a guide to recent FinCEN SAR filing guidance, sample procedures, FAQs, a review checklist, and a sample suspicious incident report.\u003c\/h4\u003e","brand":"Banking","offers":[{"title":"Self-Paced | On-Demand Recording","offer_id":50558618140989,"sku":"4611077","price":200.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/Shutterstock_2284084847.jpg?v=1734567119"},{"product_id":"bsa-aml-officer-certification-b","title":"BSA\/AML Officer Certification","description":"\u003cp\u003eThe ever-evolving landscape of financial regulations has intensified scrutiny and rigorous enforcement of anti-money laundering (AML) and Bank Secrecy Act (BSA) laws. Non-compliance can lead to hefty fines and compromise an organization's reputation. Certification of BSA\/AML officers is in high demand, as these experts play a crucial role in protecting institutions from risks. With our comprehensive BSA\/AML Officer Certification program, you will gain in-depth knowledge of the latest regulations, compliance requirements, and best practices. With our expert-led training, you will be able to navigate the complexities of AML compliance confidently, ensuring that your organization always remains on the right side of the law. This comprehensive certification series will be led by regulatory compliance expert\u003cstrong\u003e Timothy Dunfey\u003c\/strong\u003e. Comply with BSA\/AML regulations to protect your institution and enhance your job security.\u003cbr\u003e\u003c\/p\u003e\n\u003ch4\u003eWhat You'll Learn\u003cbr\u003e\n\u003c\/h4\u003e\n\u003cp\u003eDuring this important 5-session certification series our expert presenter will discuss:\u003cbr\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli\u003eReview of BSA and AML regulatory requirements\u003c\/li\u003e\n\u003cli\u003eReview best practices for compliance\u003c\/li\u003e\n\u003cli\u003eHear practical solutions and best practices from an industry expert\u003c\/li\u003e\n\u003cli\u003eManage your institution’s BSA\/AML program while minimizing risks\u003c\/li\u003e\n\u003cli\u003eDemonstrate to regulators that your institution is serious about its responsibilities\u003c\/li\u003e\n\u003cli\u003eAdvance your career\u003cbr\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003eWhat You’ll Also Receive\u003cbr\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli\u003eAll courses include a PDF version of the presentation slides along with any additional materials or resources provided by the presenter\u003c\/li\u003e\n\u003cli\u003eOne certification exam attempt is included\u003cbr\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cstrong\u003eBSA\/AML Officer Certification Program Outline\u003c\/strong\u003e\u003cbr\u003e\u003cstrong\u003eWebinar 1: Introduction to and Overview of the Bank Secrecy Act (BSA)\u003c\/strong\u003e\u003cbr\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli\u003eRegulators and law enforcement – OCC, FRB, FDIC, FINCEN, SEC, state regulators, DOJ\u003c\/li\u003e\n\u003cli\u003eRegulators and law enforcement – BSA, Patriot Act, OFAC\u003c\/li\u003e\n\u003cli\u003eFinancial institutions and other regulated entities – 31 CFR 5312\u003cbr\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cstrong\u003eWebinar 2: BSA Reporting Requirements\u003c\/strong\u003e\u003cbr\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli\u003eNegotiable Instrument Log (NIL) and Currency Transaction Reports (CTR)\u003c\/li\u003e\n\u003cli\u003e314(a), 314(b) and special measures\u003c\/li\u003e\n\u003cli\u003eSuspicious Activity Reporting (SAR)\u003cbr\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cstrong\u003eWebinar 3: Patriot Act I – Controls\u003c\/strong\u003e\u003cbr\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli\u003eThe five pillars of AML\u003c\/li\u003e\n\u003cli\u003eTraining, BSA officer, and audit\u003c\/li\u003e\n\u003cli\u003ePolicies and procedures\u003cbr\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cstrong\u003eWebinar 4: Patriot Act II – Controls Continued\u003c\/strong\u003e\u003cbr\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli\u003eCIP and KYC\u003c\/li\u003e\n\u003cli\u003eCDD and CRR\u003c\/li\u003e\n\u003cli\u003eNormal and expected activity\u003cbr\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e\n\u003cp\u003e\u003cstrong\u003eWebinar 5: Program-Level Expectations And Requirements\u003c\/strong\u003e\u003cbr\u003e\u003c\/p\u003e\n\u003cul\u003e\n\u003cli\u003eGovernance\u003c\/li\u003e\n\u003cli\u003eRisk assessments\u003c\/li\u003e\n\u003cli\u003eTransaction monitoring\u003c\/li\u003e\n\u003cli\u003eOFAC\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"Banking","offers":[{"title":"Self‑Paced | On‑Demand Recording","offer_id":50558616994109,"sku":"4591380,4591383,4591384,4591386,4591387","price":600.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0894\/8760\/6077\/files\/bsa_amlofficercertification_0a41b56c-f987-4341-8e3e-faa8524818ef.png?v=1734567090"}],"url":"https:\/\/www.careerlearning.com\/collections\/compliance-and-regulatory-courses.oembed?page=2","provider":"CareerLearning","version":"1.0","type":"link"}